Form D · Private Equity Fund

Engaged Capital Co-Invest IV, LP

Newport Beach, CA · CIK 0001680308

Offering snapshot reported Sep 14, 2016 · SEC filing

Reported sold: $21.1M
Investors reported: 5
Minimum accepted: $0
First sale: Sep 1, 2016

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 14, 2016	Initial	$21,100,000	No comparison	5	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-270625

Source: Form D, filed Sep 14, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ENGAGED CAPITAL CO-INVEST IV, LP

Investment adviser: ENGAGED CAPITAL, LLC

Gross asset value: $22M
Beneficial owners: 8
ADV minimum commitment: $1M

Reported in Form ADV on Mar 31, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP COSTA MESA, California, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

PERSHING LLC
SEC 8-17574

PERSHING LLC
CRD 7560 · SEC 8-17574

Filing source

Form ADV 1631431 · Mar 31, 2022 · Schedule D 7.B.(1), fund 805-4448904311

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Engaged Capital Co-Invest I L.P.	Aug 7, 2015	$16,000,000	11
Engaged Capital Co-Invest II LP	Feb 8, 2016	$25,000,000	11
Engaged Capital Co-Invest III LP	Feb 8, 2016	$50,000,000	15
Engaged Capital Co-Invest IV, LP (this fund)	Sep 14, 2016	$21,100,000	5
Engaged Capital Co-Invest V, LP	Dec 15, 2016	$24,050,000	7
Engaged Capital Co-Invest VI, LP	Jan 23, 2017	Yet to sell	0
Engaged Capital Co-Invest VII, LP	Dec 12, 2017	$75,000,000	15
Engaged Capital Co-Invest X, L.P.	Nov 5, 2019	$26,200,964	13
Engaged Capital Co-Invest XI LP	Oct 2, 2020	$37,886,400	21
Engaged Capital Co-Invest XII, LP	May 14, 2021	$46,119,000	28
Engaged Capital Co-Invest XIII, LP	Nov 12, 2021	$50,250,000	79
Engaged Capital Co-Invest XIV, LP	Jan 26, 2022	$87,250,000	23

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Engaged Capital Llc	Executive
Engaged Capital Holdings Llc	Executive
Glenn Welling	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

610 Newport Center Drive, Suite 250
Newport Beach, CA, 92660