Form D · Other Technology
Enerpulse Technologies, Inc.
Albuquerque, NM · CIK 0001495899
Offering snapshot reported Mar 16, 2015 · SEC filing
- Reported sold
- $3.05M Offering amount: $3.05M
- Investors reported
- 34 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 19, 2015 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 16, 2015 | Amendment | $3,050,000 | $0vs Mar 2, 2015 | 34 | SEC filing |
| Mar 2, 2015 | Initial | $3,050,000 | No comparison | 34 | SEC filing |
| Oct 1, 2013 | Initial | $30,676,096 | No comparison | 40 | SEC filing |
Offering details
- Securities
- Equity, Debt, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $315K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-235011
Represents units of senior secured convertible notes and warrants to purchase up to 7,625,000 shares of common stock ($750,000 allocated to warrants and $2,300,000 to notes). This Form D covers the notes, warrants and underlying common stock.
Represents payment to Placement Agent of (i) $50,000 in cash; (ii) 800,000 shares of common stock valued at $0.20 per share; and (iii) warrants to purchase 1,067,500 shares of common stock at $.098 per share.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Roth Capital Partners LLC | 15407 |
Source: Form D, filed Mar 16, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Louis S. Camilli | Executive |
| Tim Ford | Director |
| Timothy L. Ford | Director |
| Joseph E. Gonnella | Director, Executive |
| Michael J. Hammons | Director |
| Bryan C. Templeton | Executive |
Issuer details
Industry: Other Technology (See others in industry)
Address:Albuquerque, NM, 87106