Form D · Energy Conservation
Energy Efficiency International, Inc
Westminster, MD · CIK 0001514438
Offering snapshot reported Sep 28, 2011 · SEC filing
- Reported sold
- $180K Offering amount: $300K
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $30K Reported outside-investor minimum
- First sale
- Sep 14, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 28, 2011 | Initial | $180,000 | No comparison | 5 | SEC filing |
| Mar 15, 2011 | Initial | $70,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $30K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-166478
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Highbank Securities LLC | 153796 |
Source: Form D, filed Sep 28, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Pete Baldine | Director |
| Spencer Cramer | Director |
| Steve Gains | Director |
| Willis James Hindman | Director |
| P John La Porta | Director |
| James Selfridge | Director |
| Andrew Smith | Executive |
| Arjay West | Director, Executive |
Issuer details
Industry: Energy Conservation (See others in industry)
Address:
310 Woodward Road Suite 3
Westminster, MD, 21157
Westminster, MD, 21157