Form D · Private Equity Fund

ENERGY CAPITAL PARTNERS IV, LP

Summit, NJ · CIK 0001726196

Offering snapshot reported Oct 28, 2019 · SEC filing

Reported sold: $2.69B
Investors reported: 1
Minimum accepted: $0
First sale: Mar 1, 2018

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$1,551,883,308 → $2,688,478,000

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 28, 2019	Amendment	$2,688,478,000	$1,136,594,692vs Jul 6, 2018	1	SEC filing
Oct 26, 2018	Amendment	$1,787,320,742	$235,437,434vs Jul 6, 2018	1	SEC filing
Jul 6, 2018	Amendment	$1,551,883,308	No comparison	1	SEC filing
Dec 28, 2017	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-301863

The General Partner (GP) of the Issuer reserves the right to accept a greater amount of LP interests. The amounts listed above are aggregated between the issuer, its parallel funds and the GP.

Placement agent fees are to be paid based upon an established fee schedule. To the extent such fees are paid by the Issuer they are offset against the management fee.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
GENESIS MANAGEMENT	None
HANA FINANCIAL INVESTMENT, CO., LTD.	None
USB SECURITIES LLC	7654
GI CAPITAL MANAGEMENT LTD.	None
MPW CAPITAL ADVISORS LIMITED	None
FUND PLACEMENT ISRAEL LTD.	None
FAP USA, L.P.	145860
FIRST AVENUE PARTNERS LLP	None
ARROW POINT ADVISORS	None

Source: Form D, filed Oct 28, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ENERGY CAPITAL PARTNERS IV, LP

Investment adviser: ENERGY CAPITAL PARTNERS MANAGEMENT, LP

Gross asset value: $2.95M
Beneficial owners: 2
ADV minimum commitment: $250K

Reported in Form ADV on Apr 29, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES JERSEY CITY, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor DELOITTE TOUCHE TOHMATSU LIMITED NEW YORK, New York, United States

Custodian J.P. MORGAN PRIVATE BANK NEWARK, New Jersey, United States Related to adviser: No

Marketer FAP USA, L.P. NEW YORK, New York, United States Related to adviser: No

Marketer FIRST AVENUE LONDON, United Kingdom Related to adviser: No

Marketer FUND PLACEMENT ISRAEL LTD. RAMAT HASHARON, Israel Related to adviser: No

Marketer GENESIS MANAGEMENT SEOUL, Korea, South Related to adviser: No

Marketer GI CAPITAL MANAGEMENT TOKYO, Japan Related to adviser: No

Marketer HANA FINANCIAL INVESTMENT, CO., LTD. SEOUL, Korea, South Related to adviser: No

Marketer MPW CAPITAL ADVISORS LIMITED ABU DHABI, United Arab Emirates Related to adviser: No

Marketer UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE TOUCHE TOHMATSU LIMITED
PCAOB 34

FIRST AVENUE
CRD 145860 · SEC 8-67758

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 1418952 · Apr 29, 2020 · Schedule D 7.B.(1), fund 805-7627814625

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
ENERGY CAPITAL PARTNERS II, LP	Feb 10, 2010	$33,500,000	7
ENERGY CAPITAL PARTNERS III, LP	Dec 20, 2013	Yet to sell	0
ENERGY CAPITAL PARTNERS IV, LP (this fund)	Oct 28, 2019	$2,688,478,000	1

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Rahul Advani	Executive, Promoter
Kevin Clayton	Executive, Promoter
Schuyler Coppedge	Executive, Promoter
Rahman D'argenio	Executive, Promoter
Jennifer Gray	Executive, Promoter
Murray D. Karp	Executive, Promoter
Douglas W. Kimmelman	Executive, Promoter
Peter Labbat	Executive, Promoter
Christopher M. Leininger	Executive, Promoter
Paul C. Parshley	Executive, Promoter
Tyler Reeder	Executive, Promoter
Scott Rogan	Executive, Promoter
Andrew D. Singer	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

40 Beechwood Road
Summit, NJ, 07901