Form D · Other Energy
Ener-Core, Inc.
Irvine, CA · CIK 0001495536
Offering snapshot reported Jun 19, 2018 · SEC filing
- Reported sold
- $396K Offering amount: $4.5M
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 5, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 19, 2018 | Initial | $395,500 | No comparison | 12 | SEC filing |
| Apr 5, 2018 | Amendment | $2,200,001 | $1,700,001vs Oct 3, 2017 | 24 | SEC filing |
| Feb 7, 2018 | Amendment | $1,900,000 | $1,400,000vs Oct 3, 2017 | 22 | SEC filing |
| Jan 4, 2018 | Amendment | $1,400,000 | $900,000vs Oct 3, 2017 | 17 | SEC filing |
| Nov 9, 2017 | Amendment | $900,000 | $400,000vs Oct 19, 2017 | 14 | SEC filing |
| Oct 19, 2017 | Amendment | $500,000 | $0vs Oct 3, 2017 | 10 | SEC filing |
| Oct 3, 2017 | Initial | $500,000 | No comparison | 10 | SEC filing |
| Dec 14, 2016 | Initial | $3,202,200 | No comparison | 15 | SEC filing |
| Apr 25, 2016 | Initial | $3,000,001 | No comparison | 1 | SEC filing |
| Jan 11, 2016 | Initial | $2,500,000 | No comparison | 11 | SEC filing |
| May 15, 2015 | Initial | $810,000 | No comparison | 30 | SEC filing |
| May 8, 2015 | Initial | $5,000,000 | No comparison | 11 | SEC filing |
| Oct 2, 2014 | Initial | $4,000,000 | No comparison | 36 | SEC filing |
| May 1, 2014 | Initial | $4,575,000 | No comparison | 5 | SEC filing |
| Aug 29, 2013 | Amendment | $310,000 | $125,000vs Aug 14, 2013 | 6 | SEC filing |
| Aug 14, 2013 | Initial | $185,000 | No comparison | 4 | SEC filing |
| Jul 15, 2013 | Initial | $0 | No comparison | 45 | SEC filing |
| Jul 15, 2013 | Initial | $4,960,151 | No comparison | 29 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $14.7K
- Finders' fees
- $0
- Form D file number
- 021-314882
Placement agent fee.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| J. Streicher Capital LLC | 146671 |
Source: Form D, filed Jun 19, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kelly Anderson | Executive |
| Christopher Brown | Director |
| Domonic J. Carney | Executive |
| Alain J. Castro | Director, Executive |
| Ian C. Copeland | Director |
| Michael J. Hammons | Director |
| Douglas A. Hamrin | Executive |
| Eric Helenek | Director |
| Jeffrey A. Horn | Director |
| Jeffrey A. Horn | Director |
| Stephen Johnson | Director |
| Michael T Levin | Executive |
| Stephen Markscheid | Director |
| Boris Maslov | Executive |
| James Reiman | Director |
| Bennet P. Tchaikovsky | Director |
| James M Thorburn | Executive |
| Kent Williams | Director |
Issuer details
Industry: Other Energy (See others in industry)
Address:
8965 Research Drive, Suite 100
Irvine, CA, 92618
Irvine, CA, 92618