Form D · Hedge Fund

ENDOWMENT EXEMPT QP FUND II L P

Houston, TX · CIK 0001287781

Offering snapshot reported Mar 14, 2014 · SEC filing

Reported sold: $68.6M
Investors reported: 24
Minimum accepted: $5M
First sale: Jun 1, 2004

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$247,845,596 → $68,602,328
Reported investors48 → 24

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 14, 2014	Amendment	$68,602,328	-$179,243,268vs Mar 15, 2011	24	SEC filing
Mar 14, 2013	Amendment	$105,465,343	-$142,380,253vs Mar 15, 2011	23	SEC filing
Mar 14, 2012	Amendment	$177,632,722	-$70,212,874vs Mar 15, 2011	42	SEC filing
Mar 15, 2011	Amendment	$247,845,596	$18,890,864vs Mar 12, 2010	48	SEC filing
Mar 12, 2010	Amendment	$228,954,732	No comparison	55	SEC filing
Mar 12, 2009	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-64751

Minimum Investment Amount may be waived

Source: Form D, filed Mar 14, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE ENDOWMENT (EXEMPT QP) FUND II, L.P.

Investment adviser: ENDOWMENT ADVISERS, L.P.

Gross asset value: $66.5M
Beneficial owners: 24
ADV minimum commitment: $5M

Reported in Form ADV on Aug 12, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITI FUND SERVICES COLUMBUS, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG COLUMBUS, Ohio, United States

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Marketer ALTERNATIVE STRATEGIES GROUP, INC. CHARLOTTE, North Carolina, United States Related to adviser: No

Marketer BRIDGECREEK INVESTMENT MANAGEMENT, LLC TULSA, Oklahoma, United States Related to adviser: No

Marketer CAMBRIDGE INVESTMENT RESEARCH, INC. FAIRFIELD, Iowa, United States Related to adviser: No

Marketer E & G INVESTMENTS, LP HOUSTON, Texas, United States Related to adviser: No

Marketer HERNDON PLANT OAKLEY LTD CORPUS CHRISTI, Texas, United States Related to adviser: No

Marketer LPL FINANCIAL LLC BOSTON, Massachusetts, United States Related to adviser: No

Marketer MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Marketer ROYAL ALLIANCE ASSOCIATES, INC. NEW YORK, New York, United States Related to adviser: No

Marketer SALIENT CAPITAL L.P. HOUSTON, Texas, United States Related to adviser: Yes

Marketer SANDERS MORRIS HARRIS INC. HOUSTON, Texas, United States Related to adviser: No

Marketer WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC ST LOUIS, Missouri, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ALTERNATIVE STRATEGIES GROUP, INC.
CRD 133204 · SEC 801-64191

BRIDGECREEK INVESTMENT MANAGEMENT, LLC
CRD 132519 · SEC 801-63411

CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD 39543 · SEC 8-48740

E & G INVESTMENTS, LP
CRD 132651 · SEC 8-66616

HERNDON PLANT OAKLEY LTD
CRD 44971 · SEC 801-55675

LPL FINANCIAL LLC
CRD 6413 · SEC 801-10970

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 801-14235

ROYAL ALLIANCE ASSOCIATES, INC.
CRD 23131 · SEC 801-54859

SALIENT CAPITAL L.P.
CRD 147912 · SEC 8-67938

SANDERS MORRIS HARRIS INC.
CRD 20580 · SEC 801-66300

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD 11025 · SEC 801-57434

Filing source

Form ADV 839079 · Aug 12, 2014 · Schedule D 7.B.(1), fund 805-5991747758

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Paul Bachtold	Executive
John A. Blaisdell	Executive
Andrew B. Linbeck	Executive
John E. Price	Executive
Jeremy Radcliffe	Executive
A. Haag Sherman	Executive
N/A The Endowment Fund Gp, L.P.	Executive
Adam L. Thomas	Executive
Roy V. Washington	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

4265 San Felipe 8 Th Floor
Houston, TX, 77027