Form D · Other Health Care
EndoShape, Inc.
Boulder, CO · CIK 0001517993
Offering snapshot reported Mar 21, 2017 · SEC filing
- Reported sold
- $10.5M Offering amount: $10.5M
- Investors reported
- 16 Form D · investor count
- Minimum accepted
- $1 Reported outside-investor minimum
- First sale
- Feb 2, 2016 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$7,096,809 → $10,488,452
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 21, 2017 | Amendment | $10,488,452 | $3,391,643vs Feb 10, 2016 | 16 | SEC filing |
| Feb 8, 2017 | Initial | $3,999,999 | No comparison | 2 | SEC filing |
| Feb 10, 2016 | Initial | $7,096,809 | No comparison | 16 | SEC filing |
| Jan 27, 2016 | Amendment | $3,004,395 | $1,783,489vs Sep 14, 2015 | 16 | SEC filing |
| Sep 14, 2015 | Amendment | $1,220,906 | $0vs Jul 23, 2015 | 11 | SEC filing |
| Jul 23, 2015 | Initial | $1,220,906 | No comparison | 11 | SEC filing |
| Jun 19, 2014 | Initial | $5,812,798 | No comparison | 17 | SEC filing |
| Apr 2, 2014 | Amendment | $1,894,427 | $995,616vs Jan 13, 2014 | 9 | SEC filing |
| Jan 13, 2014 | Initial | $898,811 | No comparison | 9 | SEC filing |
| Apr 18, 2011 | Initial | $3,500,210 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-257160
Source: Form D, filed Mar 21, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| William Aldrich | Director, Executive |
| Lindsay Carter | Director |
| Jeff Castleberry | Executive |
| Richard Ferrari | Director |
| Shawn Fojtik | Director |
| Donald Geer | Director |
| Lee Geist | Director |
| Bryan Grulke | Director |
| Robert Kline | Director, Executive |
| Mark Lupa | Director |
| James Mc Guckin | Director |
| Robin Shandas | Director, Executive |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
5425 Airport Blvd. Suite 101
Boulder, CO, 80301
Boulder, CO, 80301