Form D · Other Investment Fund

Endeavor Emerging Opportunities Fund, LP

Center Valley, PA · CIK 0001409834

Offering snapshot reported Nov 27, 2013 · SEC filing

Reported sold
$63.4M
Offering amount: $100M
Investors reported
783
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Aug 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$31.7M$63.4MAug 27, 2009: $51,486,324.00Aug 27, 2009Aug 27, 2010: $57,720,566.00Aug 27, 2010Mar 29, 2011: $60,044,488.00May 12, 2011: $60,714,488.00Oct 18, 2012: $63,324,547.00Oct 18, 2012Nov 27, 2013: $63,394,077.00Nov 27, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$63,324,547 → $63,394,077
  • Reported investors700 → 783

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 27, 2013Amendment$63,394,077$69,530vs Oct 18, 2012783SEC filing
Oct 18, 2012Amendment$63,324,547$2,610,059vs May 12, 2011700SEC filing
May 12, 2011Amendment$60,714,488$670,000vs Mar 29, 2011656SEC filing
Mar 29, 2011Amendment$60,044,488$2,323,922vs Aug 27, 2010649SEC filing
Aug 27, 2010Amendment$57,720,566$6,234,242vs Aug 27, 2009613SEC filing
Aug 27, 2009Amendment$51,486,324No comparison519SEC filing
Aug 13, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$681K (estimated)
Finders' fees
$0
Form D file number
021-107441

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
STERLING ENTERPRISES GROUP44915STERLING ENTERPRISES GROUP · CRD 44915
INTERCAROLINA FINANCIAL SERVICES, INC.19475INTERCAROLINA FINANCIAL SERVICES, INC. · CRD 19475
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.18487AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. · CRD 18487
TRICOR FINANCIAL, LLC142518TRICOR FINANCIAL, LLC · CRD 142518
THE (WILSON) WILLIAMS FINANCIAL GROUP, INC.22704THE (WILSON) WILLIAMS FINANCIAL GROUP, INC. · CRD 22704
C.K. COOPER & COMPANY106578C.K. COOPER & COMPANY · CRD 106578
GENEOS WEALTH MANAGEMENT120894GENEOS WEALTH MANAGEMENT, INC. · CRD 120894
THOMAS MCDONALD PARTNERS, LLC135414THOMAS MCDONALD PARTNERS, LLC · CRD 135414
CAMBRIDGE INVESTMENT RESEARCH, INC.39543CAMBRIDGE INVESTMENT RESEARCH, INC. · CRD 39543
PURSHE KAPLAN STERLING INVESTMENTS35747PURSHE KAPLAN STERLING INVESTMENTS · CRD 35747
SILVER OAK SECURITIES, INCORPORATED46947SILVER OAK SECURITIES, INCORPORATED · CRD 46947
STEVEN A. KOHN & ASSOCIATES, LTD.41067STEVEN A. KOHN & ASSOCIATES, LTD. · CRD 41067
POLAR INVESTMENT COUNSEL42847POLAR INVESTMENT COUNSEL · CRD 42847
SCF SECURITIES, INC.47275SCF SECURITIES, INC. · CRD 47275
HERITAGE FINANCIAL SYSTEMS, INC.133019HERITAGE FINANCIAL SYSTEMS, INC. · CRD 133019
CAPITAL GUARDIAN, LLC137919CAPITAL GUARDIAN, LLC · CRD 137919
SECURITIES AMERICA, INC.10205SECURITIES AMERICA, INC. · CRD 10205
VFG SECURITIES,INC.15121VFG SECURITIES,INC. · CRD 15121
NAPLES AIS, INC.142927NAPLES AIS, INC. · CRD 142927
MIDAMERICA FINANCIAL SERVICES, INC.47351MIDAMERICA FINANCIAL SERVICES, INC. · CRD 47351
SII INVESTMENTS, INC.2225SII INVESTMENTS, INC. · CRD 2225
FIRST ALLIED SECURITIES32444FIRST ALLIED SECURITIES, INC. · CRD 32444

Source: Form D, filed Nov 27, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert L. Lerner Executive
Stephen J. Roseme Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
4647 Saucon Creek Road Suite 205
Center Valley, PA, 18034