Form D · Other Investment Fund
Encore MezzCo, LLC
Scottsdale, AZ · CIK 0001866672
Offering snapshot reported Sep 8, 2023 · SEC filing
- Reported sold
- $1.07M Offering amount: $15M
- Investors reported
- 15 Form D · investor count
- Minimum accepted
- $30K Reported outside-investor minimum
- First sale
- Aug 10, 2023 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 8, 2023 | Initial | $1,065,000 | No comparison | 15 | SEC filing |
| Jul 21, 2022 | Initial | $8,500,000 | No comparison | 33 | SEC filing |
Offering details
- Securities
- Debt, Other
- Exemptions
- 06c
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $9.14K
- Finders' fees
- $0
- Form D file number
- 021-491711
Convertible promissory notes
Sales commission on sales to date.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Tobin & Company Securities LLC | 137918 |
Source: Form D, filed Sep 8, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Roy Bade | Executive |
| Jade Leung | Executive |
| John C. Loeffler Ii | Director, Executive |
| Jennifer Schrader | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
8901 E. Mountain View Road Suite 150
Scottsdale, AZ, 85258
Scottsdale, AZ, 85258