Form D · Other
enCore Energy Corp.
Corpus Christi, TX · CIK 0001500881
Offering snapshot reported Dec 21, 2022 · SEC filing
- Reported sold
- $17.2M Offering amount: $38.6M
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 6, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 21, 2022 | Initial | $17,167,161 | No comparison | 7 | SEC filing |
| Mar 24, 2021 | Initial | $875,893 | No comparison | 21 | SEC filing |
| Oct 30, 2020 | Initial | $860,070 | No comparison | 14 | SEC filing |
| May 15, 2019 | Initial | $289,945 | No comparison | 5 | SEC filing |
| Mar 1, 2017 | Initial | $239,223 | No comparison | 20 | SEC filing |
| Nov 30, 2011 | Initial | Yet to sell | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $1.02M
- Finders' fees
- $0
- Form D file number
- 021-468309
Canadian dollars were converted to U.S. dollars based on the 0.7327 Bank of Canada daily exchange rate on 12-6-22. Total Remaining to be Sold is the aggregate exercise price of all warrants sold to U.S. investors.
Subscription receipts, exercisable into units, each comprised of one common share and one warrant (with exercise price of C$3.75 and a term of 36 months following escrow release)
Also paid 456,000 broker warrants, each exercisable for one common share at C$3.25/share until 27 months after escrow release. Half of the cash commissions was payable at closing and half upon escrow release.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Canaccord Genuity Corp. | None | Canaccord Genuity LLC · CRD 1020 |
| PI Financial Corp. | None | PI Financial (USA) Corp. · CRD 127404 |
| Haywood Securities Inc. | None | Haywood Securities (USA) Inc. · CRD 42072 |
Source: Form D, filed Dec 21, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Farhad Abasov | Director |
| Justin Blanchet | Executive |
| Richard M. Cherry | Director |
| Richard Cherry | Director |
| Scott Davis | Executive |
| Paul Goranson | Director, Executive |
| William B. Harris | Director |
| William Harris | Director |
| Susan Hoxie Key | Director |
| Janet Lee Sheriff | Executive |
| John W. Legg | Director |
| Peter Luthiger | Executive |
| Carrie Mierkey | Executive |
| Mark S Pelizza | Director |
| Mark Pelizza | Director |
| William Sheriff | Director, Executive |
| William M. Sheriff | Director, Executive |
| Dennis Stover | Director |
| Dennis E. Stover | Director, Executive |
| Nathan Tewalt | Director |
| Nathan A Tewalt | Director |
| Gregory Zerzan | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
101 N. Shoreline Blvd, Suite 450
Corpus Christi, TX, 78401
Corpus Christi, TX, 78401