Form D · Hedge Fund
Emso Saguaro US Ltd.
London, X0 · CIK 0001625621
Offering snapshot reported Oct 9, 2020 · SEC filing
- Reported sold
- $36.2M Indefinite offering
- Investors reported
- 111 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Nov 1, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$36,051,000 → $36,201,000
- Reported investors109 → 111
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 9, 2020 | Amendment | $36,201,000 | $150,000vs Oct 10, 2019 | 111 | SEC filing |
| Oct 10, 2019 | Amendment | $36,051,000 | $1,309,000vs Oct 10, 2018 | 109 | SEC filing |
| Oct 10, 2018 | Amendment | $34,742,000 | $13,952,000vs Oct 10, 2017 | 100 | SEC filing |
| Oct 10, 2017 | Amendment | $20,790,000 | $12,880,000vs Oct 19, 2016 | 55 | SEC filing |
| Oct 19, 2016 | Amendment | $7,910,000 | $1,450,000vs Oct 21, 2015 | 15 | SEC filing |
| Oct 21, 2015 | Amendment | $6,460,000 | $5,960,000vs Nov 18, 2014 | 12 | SEC filing |
| Nov 18, 2014 | Initial | $500,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $446K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-228557
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 |
Source: Form D, filed Oct 9, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Emso Asset Management Limited | Promoter |
| N/A Emso Partners Limited | Promoter |
| Mark Richard Franklin | Executive |
| Tammy Jennissen | Director |
| Christopher Le Beau | Director |
| Raul Rhodes Mc Gregor | Executive |
| Ihor Rakowsky | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
C/O Emso Asset Management Limited Iron Trades House, 21 Grosvenor Place
London, X0, SW IX 7HN
London, X0, SW IX 7HN