Form D · Other Investment Fund

Empros Asset Sharing Fund, LLC

Salt Lake City, UT · CIK 0001788684

Offering snapshot reported Jun 4, 2020 · SEC filing

Reported sold
$4.12M
Offering amount: $4.12M
Investors reported
10
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Dec 31, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.06M$4.12MJan 17, 2020: $159,000.00Jan 17, 2020Jan 22, 2020: $2,408,906.00Apr 1, 2020: $3,908,453.00Apr 1, 2020Jun 4, 2020: $4,118,403.00Jun 4, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,908,453 → $4,118,403
  • Reported investors9 → 10

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 4, 2020Amendment$4,118,403$209,950vs Apr 1, 202010SEC filing
Apr 1, 2020Amendment$3,908,453$1,499,547vs Jan 22, 20209SEC filing
Jan 22, 2020Amendment$2,408,906$2,249,906vs Jan 17, 20203SEC filing
Jan 17, 2020Initial$159,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-358415

Source: Form D, filed Jun 4, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EMPROS ASSET SHARING FUND, LLC

Investment adviser: EMPROS CAPITAL LLC

Gross asset value
$67.7K
Beneficial owners
1
ADV minimum commitment
$1M

Reported in Form ADV on Jun 29, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator RELIANT FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WITHUMSMITH+BROWN, PC NEW YORK, New York, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian MORGAN STANLEY SMITH BARNEY LLC WALNUT CREEK, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WITHUMSMITH+BROWN, PC
PCAOB 100

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

Filing source

Form ADV 1653639 · Jun 29, 2022 · Schedule D 7.B.(1), fund 805-6324857576

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Director
Jeremy Neilson Executive
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6510 S Millrock Drive Suite 400
Salt Lake City, UT, 84121