Form D · Insurance

Empower Annuity Insurance Co

Hartford, CT · CIK 0001444597

Offering snapshot reported Nov 6, 2026 · SEC filing

Reported sold
$682M
Indefinite offering
Investors reported
41
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Dec 13, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$341M$682MJul 12, 2012Dec 19, 2012: $1,127,892.00Dec 12, 2013: $11,811,705.00Dec 12, 2014: $74,000,000.00Nov 20, 2015: $99,700,000.00Nov 18, 2016: $131,914,871.00Nov 17, 2017: $290,090,694.00Dec 12, 2017: $290,090,694.00Nov 30, 2018: $461,194,231.00Nov 26, 2019: $555,103,406.00Nov 18, 2020: $575,957,720.00Nov 18, 2021: $597,818,148.00Nov 18, 2022: $642,773,564.00Nov 16, 2023: $659,171,601.00Nov 15, 2024: $681,720,201.00Nov 6, 2025: $681,720,201.00Nov 6, 2026: $681,720,201.00Nov 6, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 6, 2026Amendment$681,720,201$0vs Nov 6, 202541SEC filing
Nov 6, 2025Amendment$681,720,201$0vs Nov 15, 202441SEC filing
Nov 15, 2024Amendment$681,720,201$22,548,600vs Nov 16, 202340SEC filing
Nov 16, 2023Amendment$659,171,601No comparison39SEC filing
Nov 18, 2022Amendment$642,773,564No comparison38SEC filing
Nov 18, 2021Amendment$597,818,148No comparison33SEC filing
Nov 18, 2020Amendment$575,957,720No comparison33SEC filing
Nov 18, 2020Amendment$22,325,000$0vs Dec 18, 20181SEC filing
Dec 12, 2019Amendment$22,325,000$0vs Dec 18, 20181SEC filing
Nov 26, 2019Amendment$555,103,406No comparison31SEC filing
Dec 18, 2018Initial$22,325,000No comparison1SEC filing
Nov 30, 2018Amendment$461,194,231$171,103,537vs Dec 12, 201727SEC filing
Dec 12, 2017Amendment$290,090,694$0vs Nov 17, 201724SEC filing
Nov 21, 2017Amendment$147,300,000$0vs Nov 22, 20161SEC filing
Nov 17, 2017Amendment$290,090,694$158,175,823vs Nov 18, 201624SEC filing
Nov 22, 2016Amendment$147,300,000$16,700,000vs Nov 24, 20151SEC filing
Nov 18, 2016Amendment$131,914,871$32,214,871vs Nov 20, 201521SEC filing
Nov 24, 2015Amendment$130,600,000$0vs Feb 10, 20151SEC filing
Nov 20, 2015Amendment$99,700,000$25,700,000vs Dec 12, 201415SEC filing
Feb 10, 2015Amendment$130,600,000$10,600,000vs Feb 11, 20141SEC filing
Dec 12, 2014Amendment$74,000,000$62,188,295vs Dec 12, 201312SEC filing
Feb 11, 2014Initial$120,000,000No comparison1SEC filing
Dec 12, 2013Amendment$11,811,705No comparison4SEC filing
Dec 19, 2012Amendment$1,127,892No comparison1SEC filing
Jul 12, 2012InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Other
Exemptions
06b, 3C, 3C.3
Duration over one year
Yes
Business combination
No
Sales commissions
$1.96M (estimated)
Finders' fees
$0
Form D file number
021-181106
"Total Amount Sold" represents total sales as of 10/31/26 plus estimated sales amounts (if any) through 11/6/26. There is no specified end date to this offering nor limit on amount that may be sold.
Funding agreement issued by Empower Annuity Insurance Company to voluntary employees' beneficiary associations. Product pays a fixed interest rate that fluctuates, but once announced, is guaranteed for the succeeding six month period.
The above "Sales Commissions" are an estimate with respect to sales through 11/6/26.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Various AgentsNonePrudential Investment Management Services LLC · CRD 18353
Chad Girard3035233Empower Financial Services, Inc.
John Dolan2799935Empower Financial Services, Inc.
William Erlandson4158620Empower Financial Services, Inc.
Brian Sweeney2934351Empower Financial Services, Inc.

Source: Form D, filed Nov 6, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Vanessa Baker Executive
Andra Bolotin Director
Sara Bonesteel Executive
Robert E. Boyle Director, Executive
Michael J. Brandt Director, Executive
Eva S. Brezin Executive
Jack Brown Executive
Robert L. Burkhart Executive
Steven Butzine Executive
Jonathan C. Corbett Executive
Casey Craig Director
Brian J. Curran Executive
Harry Dalessio Director, Executive
Thomas W. Doughty Executive
Christine Dugan Executive
Amy Eby Executive
Robert M. Falzon Executive
Yanela C. Frias Director, Executive
Craig R. Gardner Executive
Scott E. Gaul Director, Executive
Dave Gray Director
Andrew J. Hersey Director, Executive
Vy Ho Executive
Richard R. Hrabchak Executive
Bernard J. Jacob Director
John J. Kalamarides Director, Executive
Scott D. Kaplan Director, Executive
Kathleen J. Keefe Director, Executive
Jonathan Kreider Director, Executive
Stanley Lezon Executive
Richard Linton Director, Executive
Ryan Logsdon Executive
Mary Maiers Director, Executive
Suzanne Manganiello Executive
Christine C. Marcks Director, Executive
Elizabeth Marin Director, Executive
Robert Mc Laughlin Executive
Zach Meier Executive
Galin Mitchener Executive
Nandini Mongia Executive
Christine Moritz Executive
James M. O'connor Director, Executive
Stephanie O'leary Executive
Douglas Peterson Executive
Kara Roe Executive
Timothy L. Schmidt Director, Executive
Mark E. Sieb Director
Karen M. Sills Executive
Scott G. Sleyster Executive
Charles H. Smith Executive
Kenneth Y. Tanji Executive
Robert H. Tyndall Executive
George P. Waldeck Director, Executive
Brent Walder Executive
Stephen E. Wieler Executive
Tina Wilson Director, Executive
John Zung Executive

Issuer details

Industry: Insurance (See others in industry)

Address:
280 Trumbull Street
Hartford, CT, 06103