Form D · Private Equity Fund

Empirical Alternative Income Fund, LP

West Conshohocken, PA · CIK 0001726098

Offering snapshot reported Mar 20, 2026 · SEC filing

Reported sold
$28.9M
Indefinite offering
Investors reported
55
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Sep 24, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$14.4M$28.9MDec 26, 2017Dec 26, 2018: $5,920,000.00Dec 19, 2019: $6,470,000.00Dec 10, 2020: $10,970,000.00Feb 8, 2022: $18,483,000.00Feb 15, 2023: $21,518,575.00Mar 20, 2024: $23,861,529.00Mar 18, 2025: $18,483,000.00Mar 20, 2026: $28,853,000.00Mar 20, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$18,483,000 → $28,853,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 20, 2026Amendment$28,853,000$10,370,000vs Mar 18, 202555SEC filing
Mar 18, 2025Amendment$18,483,000$0vs Feb 8, 202255SEC filing
Mar 20, 2024Amendment$23,861,529$2,342,954vs Feb 15, 202364SEC filing
Feb 15, 2023Amendment$21,518,575$3,035,575vs Feb 8, 202263SEC filing
Feb 8, 2022Amendment$18,483,000$7,513,000vs Dec 10, 202055SEC filing
Dec 10, 2020Amendment$10,970,000$4,500,000vs Dec 19, 201936SEC filing
Dec 19, 2019Amendment$6,470,000$550,000vs Dec 26, 201823SEC filing
Dec 26, 2018Amendment$5,920,000No comparison21SEC filing
Dec 26, 2017InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-301631
Limited Partnership Interests

Source: Form D, filed Mar 20, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EMPIRICAL ALTERNATIVE INCOME FUND, LP

Investment adviser: EMPIRICAL FINANCIAL SERVICES, LLC

Gross asset value
$16.4M
Beneficial owners
53
ADV minimum commitment
$250K

Reported in Form ADV on Jul 29, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MENGEL, METZGER, BARR & CO., LLP ROCHESTER, New York, United States
Custodian INSPIRA FINANCIAL TRUST, LLC CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MENGEL, METZGER, BARR & CO., LLP
PCAOB 557

Filing source

Form ADV 2122887 · Jul 29, 2026 · Schedule D 7.B.(1), fund 805-1868831897

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Na Na Empirical Financial Services, Llc Executive, Promoter
Brendan W. Lake Executive
Na Na Ppb Empirical Aif Mgt Llc Executive
Adam Stern Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
300 Barr Harbor Drive Suite 260
West Conshohocken, PA, 19428