Form D · Hedge Fund

Empiric Strategic Income Offshore Fund, Ltd.

George Town, Grand Cayman, E9 · CIK 0001602688

Offering snapshot reported Mar 14, 2014 · SEC filing

Reported sold
$808K
Offering amount: $100M
Investors reported
4
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Dec 1, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 14, 2014Initial$807,941No comparison4SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-213637
The Issuer has not set a maximum offering price for this offering but for purposes of this Form D has used the amount $100,000,000.

Source: Form D, filed Mar 14, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EMPIRIC STRATEGIC INCOME OFFSHORE FUND, LTD.

Investment adviser: EMPIRIC ASSET MANAGEMENT, LLC

Gross asset value
$15.3M
Beneficial owners
17
ADV minimum commitment
$250K

Reported in Form ADV on Mar 3, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SWISS FINANCIAL SERVICES (CAYMAN) LTD GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WEISERMAZARS LLP NEW YORK, New York, United States
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Marketer ATVANTIS FINANCIAL DISTRIBUTION GMBH GERA, Germany Related to adviser: No
Prime broker WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

J.P. MORGAN CLEARING CORP.
SEC 8-43724

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Filing source

Form ADV 884736 · Mar 3, 2015 · Schedule D 7.B.(1), fund 805-5707191168

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jeff A. Baehr Director, Promoter
Dave Nanidzhanyan Director, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Appleby Trust (Cayman) Ltd. Clifton House, 75 Fort St. P.O. Box 1350
George Town, Grand Cayman, E9, KY1-1108