Form D · Hedge Fund

EMPIRIC STRATEGIC INCOME FUND, L.P.

New York, NY · CIK 0001550077

Offering snapshot reported Jun 27, 2013 · SEC filing

Reported sold: $4.15M
Investors reported: 7
Minimum accepted: $0
First sale: Mar 1, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$230,000 → $4,152,234
Reported investors1 → 7

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 27, 2013	Amendment	$4,152,234	$3,922,234vs May 17, 2012	7	SEC filing
May 17, 2012	Initial	$230,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-178460

The Issuer has not set a maximum total offering amount for this offering but for purposes of this From D has used $100,000,000.

Source: Form D, filed Jun 27, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EMPIRIC STRATEGIC INCOME FUND, LP

Investment adviser: EMPIRIC ASSET MANAGEMENT, LLC

Gross asset value: $8.76M
Beneficial owners: 15
ADV minimum commitment: $1M

Reported in Form ADV on Mar 3, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SWISS FINANCIAL SERVICES, INC NAPERVILLE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEISERMAZARS LLP NEW YORK, New York, United States

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Prime broker WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Filing source

Form ADV 884736 · Mar 3, 2015 · Schedule D 7.B.(1), fund 805-9329299710

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jeff A. Baehr	Director, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

645 Fifth Avenue Suite 903
New York, NY, 10022