Form D · Hedge Fund

Empiric Market Neutral Fund, L.P.

New York, NY · CIK 0001478233

Offering snapshot reported Mar 22, 2011 · SEC filing

Reported sold
$9.77M
Indefinite offering
Investors reported
15
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Aug 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.89M$9.77MMar 17, 2010: $6,057,257.00Mar 17, 2010Mar 22, 2011: $9,771,177.00Mar 22, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$6,057,257 → $9,771,177
  • Reported investors8 → 15

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 22, 2011Amendment$9,771,177$3,713,920vs Mar 17, 201015SEC filing
Mar 17, 2010Initial$6,057,257No comparison8SEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-139731

Source: Form D, filed Mar 22, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EMPIRIC MARKET NEUTRAL FUND, L.P.

Investment adviser: EMPIRIC ASSET MANAGEMENT, LLC

Gross asset value
$10.7M
Beneficial owners
12
ADV minimum commitment
$1M

Reported in Form ADV on May 4, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SWISS FINANCIAL SERVICES, INC NAPERVILLE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WEISERMAZARS LLP NEW YORK, New York, United States
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Marketer ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No
Marketer BLUE SAND SECURITIES LLC GEORGETOWN, Texas, United States Related to adviser: No
Marketer PALLADIUM CAPITAL ADVISORS, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker MERLIN SECURITIES, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

J.P. MORGAN CLEARING CORP.
SEC 8-43724

ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC
CRD 135131 · SEC 8-66889

BLUE SAND SECURITIES LLC
CRD 142976 · SEC 8-67514

PALLADIUM CAPITAL ADVISORS, LLC
CRD 129400 · SEC 8-66223

MERLIN SECURITIES, LLC
CRD 133068 · SEC 8-66677

Filing source

Form ADV 645325 · May 4, 2012 · Schedule D 7.B.(1), fund 805-7500765704

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jeff A Baehr Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
152 West 57 Th Street, 19 Th Floor
New York, NY, 10019