Form D · Hedge Fund
EMPIREX CAPITAL LLC
Miami, FL · CIK 0001820591
Offering snapshot reported Aug 14, 2020 · SEC filing
- Reported sold
- $5M Indefinite offering
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Aug 3, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 14, 2020 | Initial | $5,000,000 | No comparison | 6 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Pooled investment fund, Mineral property
- Exemptions
- 06c, 3C, 3C.1, 3C.9, 3C.2, 3C.10, 3C.3, 3C.11, 3C.4, 3C.12, 3C.5, 3C.13, 3C.6, 3C.14, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $1K (estimated)
- Finders' fees
- $1.5K (estimated)
- Form D file number
- 021-373263
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| EMPIREX CAPITAL LLC | None |
Source: Form D, filed Aug 14, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Rafael Vargas | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
848 Brickell Ave Suite 1005
Miami, FL, 33131
Miami, FL, 33131