Form D · Residential
Empire Village at Olive Marketplace, LLC
Scottsdale, AZ · CIK 0001765517
Offering snapshot reported Feb 9, 2021 · SEC filing
- Reported sold
- $23.4M Offering amount: $25M
- Investors reported
- 464 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Apr 5, 2019 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 464
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 9, 2021 | Amendment | $23,375,799 | No comparison | 464 | SEC filing |
| Jan 10, 2020 | Amendment | $20,137,299 | No comparison | 393 | SEC filing |
| Jan 23, 2019 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $2.13M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-331165
Amount shown would be the total sales commission and syndicate management fee if the maximum amount of $25,000,000 is sold.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Arete Wealth Management, LLC | 44856 |
Source: Form D, filed Feb 9, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Richard J. Felker | Executive |
| Randy Grudzinski | Executive |
| Geoffrey P. Jacobs | Executive |
Issuer details
Industry: Residential (See others in industry)
Address:
6617 N. Scottsdale Road, Suite 101
Scottsdale, AZ, 85250
Scottsdale, AZ, 85250