Form D · Residential

Empire Village at Carver Mountain, LLC

Scottsdale, AZ · CIK 0001867733

Offering snapshot reported Sep 25, 2024 · SEC filing

Reported sold
$37.7M
Offering amount: $40M
Investors reported
580
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Aug 9, 2021
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$18.9M$37.7MJun 17, 2021Jun 14, 2022: $23,263,856.00Jun 14, 2022Jun 14, 2023: $23,313,856.00Jun 14, 2023Sep 28, 2023: $23,906,856.00Sep 25, 2024: $37,732,779.00Sep 25, 2024

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 25, 2024Amendment$37,732,779No comparison580SEC filing
Sep 28, 2023Amendment$23,906,856No comparison416SEC filing
Jun 14, 2023Amendment$23,313,856No comparison413SEC filing
Jun 14, 2022Amendment$23,263,856No comparison412SEC filing
Jun 17, 2021InitialYet to sellNo comparisonNot reportedSEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$3.4M (estimated)
Finders' fees
$0
Form D file number
021-403254
Amount shown would be the total sales commission and syndicate management fee if the maximum amount of $40,000,000.00 is sold.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Arete Wealth Management, LLC44856

Source: Form D, filed Sep 25, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard J. Felker Executive
Randy Grudzinski Executive
Geoffrey P. Jacobs Executive

Issuer details

Industry: Residential (See others in industry)

Address:
6617 N. Scottsdale Road, Suite 101
Scottsdale, AZ, 85250