Form D · Other

Empire Sports & Entertainment, Co.

New York, NY · CIK 0001494893

Offering snapshot reported Oct 27, 2010 · SEC filing

Reported sold
$2.9M
Offering amount: $5M
Investors reported
56
Form D · investor count
Minimum accepted
$6.5K
Reported outside-investor minimum
First sale
Jun 17, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.45M$2.9MJun 23, 2010: $1,365,200.00Jun 23, 2010Oct 27, 2010: $2,903,200.00Oct 27, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,365,200 → $2,903,200
  • Reported investors15 → 56

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 27, 2010Amendment$2,903,200$1,538,000vs Jun 23, 201056SEC filing
Jun 23, 2010Initial$1,365,200No comparison15SEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$72.9K
Finders' fees
$0
Form D file number
021-143909
The Offering has been closed and no further amounts will be sold by the Company.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Palladium Capital Advisors, LLC129400

Source: Form D, filed Oct 27, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gregory D. Cohen Executive
Barry Honig Director, Executive

Issuer details

Industry: Other (See others in industry)

Address:
110 Greene Street, #403
New York, NY, 10012