Form D · Residential
Empire Residential Opportunity Fund, LLC
Scottsdale, AZ · CIK 0001469401
Offering snapshot reported Jul 31, 2009 · SEC filing
- Reported sold
- Yet to sell Offering amount: $35M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 31, 2009 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $3.45M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-133264
Sales commissions are 10% of the amount of Units sold except that the Issuer will not pay a sales commission on the purchases of Units by an affiliate of the Manager. The amount shown represents the maximum potential sales commissions.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Advanced Equities, Inc. | 35545 | First Allied Securities, Inc. · CRD 32444 |
Source: Form D, filed Jul 31, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Richard Felker | Executive |
| Geoffrey Jacobs | Executive |
Issuer details
Industry: Residential (See others in industry)
Address:
6617 N. Scottsdale Road Suite 101
Scottsdale, AZ, 85250
Scottsdale, AZ, 85250