Form D · Residential

Empire Residential Communities Fund IV, LLC

Scottsdale, AZ · CIK 0001689480

Offering snapshot reported Nov 7, 2017 · SEC filing

Reported sold: $12.7M
Investors reported: 243
Minimum accepted: $50K
First sale: Jan 30, 2017

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$1,463,000 → $12,657,018
Reported investors16 → 243

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 7, 2017	Amendment	$12,657,018	$11,194,018vs Feb 9, 2017	243	SEC filing
Feb 9, 2017	Amendment	$1,463,000	No comparison	16	SEC filing
Nov 7, 2016	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity
Exemptions: 06b
Duration over one year: Yes
Business combination: No

Sales commissions: $4.25M (estimated)
Finders' fees: $0
Form D file number: 021-273951

Amount shown would be the total sales commission and syndication management fee if the maximum amount of $50,000,000 is sold.

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
Arete Wealth Management, LLC	44856

Source: Form D, filed Nov 7, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Richard Felker	Executive
Michael E. Woolf	Executive

Issuer details

Industry: Residential (See others in industry)

Address:

6617 N. Scottsdale Road Suite 101
Scottsdale, AZ, 85250