Form D · Residential
EMPIRE RESIDENTIAL COMMUNITIES FUND III, LLC
Scottsdale, AZ · CIK 0001631441
Offering snapshot reported May 20, 2016 · SEC filing
- Reported sold
- $32.9M Offering amount: $50M
- Investors reported
- 305 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Apr 13, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 305
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 20, 2016 | Amendment | $32,876,985 | No comparison | 305 | SEC filing |
| Jan 23, 2015 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $4.25M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-232775
Amount shown would be the total sales commission if the maximum amount of $50,000,000 is sold.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| LUCIA SECURITIES, LLC | 37179 |
Source: Form D, filed May 20, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Richard Felker | Executive |
| Michael E Woolf | Executive |
Issuer details
Industry: Residential (See others in industry)
Address:
6617 N. Scottsdale Road Suite 101
Scottsdale, AZ, 85250
Scottsdale, AZ, 85250