Form D · Hedge Fund

Empire Capital Partners, Ltd.

George Town, Grand Cayman, E9 · CIK 0001178028

Offering snapshot reported Jan 15, 2016 · SEC filing

Reported sold: $262M
Investors reported: 46
Minimum accepted: $100K
First sale: May 1, 2002

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$259,765,214 → $261,553,439
Reported investors44 → 46

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 15, 2016	Amendment	$261,553,439	$1,788,225vs Jan 15, 2015	46	SEC filing
Jan 15, 2015	Amendment	$259,765,214	$2,800,000vs Jan 15, 2014	44	SEC filing
Jan 15, 2014	Amendment	$256,965,214	$40,661,000vs Feb 17, 2012	44	SEC filing
Feb 19, 2013	Amendment	$245,529,214	$29,225,000vs Feb 17, 2012	40	SEC filing
Feb 17, 2012	Amendment	$216,304,214	$7,104,756vs Feb 18, 2011	34	SEC filing
Feb 18, 2011	Amendment	$209,199,458	$23,971,000vs Feb 25, 2010	30	SEC filing
Feb 25, 2010	Amendment	$185,228,458	No comparison	25	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $3.32M (estimated)
Finders' fees: $0
Form D file number: 021-45773

Includes sales commissions paid to all placement agents listed in this Form D through 12/31/15.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Aqueduct Capital Group, LLC	131452
Perkins Fund Marketing, LLC	45642

Source: Form D, filed Jan 15, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EMPIRE CAPITAL PARTNERS, LTD

Investment adviser: EMPIRE CAPITAL MANAGEMENT LLC

Gross asset value: $19.8M
Beneficial owners: 7
ADV minimum commitment: $1M

Reported in Form ADV on Jan 6, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES INC WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER (CAYMAN) LLP GEORGE TOWN, Cayman Islands

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer AQUEDUCT CAPITAL GROUP, LLC CHARLOTTE, North Carolina, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

MORGAN STANLEY & CO. LLC
SEC 8-15869

AQUEDUCT CAPITAL GROUP, LLC
CRD 131452 · SEC 8-66464

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1060787 · Jan 6, 2017 · Schedule D 7.B.(1), fund 805-8694026750

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Lisa Alexander	Director
Empire Capital Management, L.L.C.	Promoter
Scott A. Fine	Director
Scott P. Lennon	Director
Georgia Prinsloo	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Walkers Corporate Services Limited Walker House, 87 Mary Street
George Town, Grand Cayman, E9, KY1-9005