Form D · Hedge Fund

Empire Capital Partners, L.P.

Westport, CT · CIK 0001170998

Offering snapshot reported Jan 15, 2016 · SEC filing

Reported sold
$345M
Indefinite offering
Investors reported
143
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 1, 1996
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$173M$345MFeb 25, 2010: $194,513,646.00Feb 25, 2010Feb 18, 2011: $229,407,926.00Feb 17, 2012: $257,297,926.00Feb 19, 2013: $320,066,185.00Jan 15, 2014: $339,532,785.00Jan 15, 2015: $341,832,785.00Jan 15, 2016: $345,332,785.00Jan 15, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$341,832,785 → $345,332,785
  • Reported investors142 → 143

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 15, 2016Amendment$345,332,785$3,500,000vs Jan 15, 2015143SEC filing
Jan 15, 2015Amendment$341,832,785$2,300,000vs Jan 15, 2014142SEC filing
Jan 15, 2014Amendment$339,532,785$82,234,859vs Feb 17, 2012171SEC filing
Feb 19, 2013Amendment$320,066,185$62,768,259vs Feb 17, 2012165SEC filing
Feb 17, 2012Amendment$257,297,926$27,890,000vs Feb 18, 2011122SEC filing
Feb 18, 2011Amendment$229,407,926$34,894,280vs Feb 25, 2010100SEC filing
Feb 25, 2010Amendment$194,513,646No comparison83SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$13M (estimated)
Finders' fees
$0
Form D file number
021-67117
Includes sales commissions paid to all placement agents listed in this Form D through 12/31/15.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Aqueduct Capital Group, LLC131452
Perkins Fund Marketing, LLC45642

Source: Form D, filed Jan 15, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EMPIRE CAPITAL PARTNERS, LP

Investment adviser: EMPIRE CAPITAL GP, L.L.C.

Gross asset value
$4.12M
Beneficial owners
3
ADV minimum commitment
$1M

Reported in Form ADV on Mar 31, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 1399680 · Mar 31, 2020 · Schedule D 7.B.(1), fund 805-6103971495

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Empire Capital Management L.L.C. Promoter
Empire Gp, L.L.C. Empire Gp, L.L.C. Executive
Empire Gp, L.L.C. Promoter
Scott A. Fine Executive
Peter J. Richards Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1 Gorham Island
Westport, CT, 06880