Form D · Other Banking and Financial Services
Empire Bancorp, Inc.
Islandia, NY · CIK 0001629659
Offering snapshot reported Dec 21, 2015 · SEC filing
- Reported sold
- $15.3M Offering amount: $15.3M
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $750K Reported outside-investor minimum
- First sale
- Dec 17, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 21, 2015 | Initial | $15,250,000 | No comparison | 6 | SEC filing |
| Jan 6, 2015 | Initial | $20,000,000 | No comparison | 9 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $458K
- Finders' fees
- $0
- Form D file number
- 021-253512
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sandler O'Neill & Partners, L.P. | 23328 |
Source: Form D, filed Dec 21, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Francis F. Boulton | Director |
| John P. Bracken | Director |
| Thomas M. Buonaiuto | Director, Executive |
| John D. Caffrey, Jr. | Director |
| John L. Ciarelli | Director |
| Alan M. Coren | Director |
| Larry R. Davis | Director |
| Frank A. Di Fazio | Director |
| Robert Falese | Director |
| Salvatore Ferro | Director |
| Robert J. Frey | Director |
| Christopher J. Hilton | Executive |
| Douglas C. Manditch | Director, Executive |
| Mukeshkumar Patel | Director |
| John Pinna | Executive |
| Charles C. Russo | Director |
| Joseph S. Tantillo, Jr. | Director |
| Paul J. Tonna | Director |
| Janet T. Verneuille | Executive |
| Jeffrey M. Weiner | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
1707 Veterans Highway Suite 8
Islandia, NY, 11749
Islandia, NY, 11749