Form D · Other Investment Fund

Empire, a Series of Cathode Holdings, LLC

New York, NY · CIK 0001808045

Offering snapshot reported Aug 4, 2020 · SEC filing

Reported sold
$833K
Offering amount: $833K
Investors reported
7
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Apr 2, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$417K$833KApr 7, 2020: $550,000.00Apr 7, 2020Aug 4, 2020: $833,000.00Aug 4, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$550,000 → $833,000
  • Reported investors3 → 7

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 4, 2020Amendment$833,000$283,000vs Apr 7, 20207SEC filing
Apr 7, 2020Initial$550,000No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-364415

Source: Form D, filed Aug 4, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Executive
Craig Shesky Director
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
570 Broome Street Apt 13 A
New York, NY, 10013