Form D · Hedge Fund
EMPERY TAX EFFICIENT, LP
New York, NY · CIK 0001597111
Offering snapshot reported Jan 8, 2026 · SEC filing
- Reported sold
- $33.4M Indefinite offering
- Investors reported
- 36 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 1, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$33,148,965 → $33,433,965
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 8, 2026 | Amendment | $33,433,965 | $285,000vs Jan 10, 2025 | 36 | SEC filing |
| Jan 10, 2025 | Amendment | $33,148,965 | $500,000vs Jan 2, 2025 | 36 | SEC filing |
| Jan 2, 2025 | Amendment | $32,648,965 | $300,000vs Jan 2, 2024 | 35 | SEC filing |
| Jan 2, 2024 | Amendment | $32,348,965 | $0vs Jan 4, 2023 | 35 | SEC filing |
| Jan 4, 2023 | Amendment | $32,348,965 | $1,025,000vs Jan 4, 2022 | 35 | SEC filing |
| Jan 4, 2022 | Amendment | $31,323,965 | $12,150,000vs Jan 4, 2021 | 31 | SEC filing |
| Jan 4, 2021 | Amendment | $19,173,965 | $200,000vs Jan 2, 2020 | 23 | SEC filing |
| Jan 2, 2020 | Amendment | $18,973,965 | $0vs Jan 2, 2019 | 22 | SEC filing |
| Jan 2, 2019 | Amendment | $18,973,965 | $1,000,000vs Jan 4, 2018 | 22 | SEC filing |
| Jan 4, 2018 | Amendment | $17,973,965 | $150,000vs Jan 6, 2017 | 19 | SEC filing |
| Jan 6, 2017 | Amendment | $17,823,965 | $75,000vs Jan 7, 2016 | 19 | SEC filing |
| Jan 7, 2016 | Amendment | $17,748,965 | $13,015,965vs Jan 14, 2015 | 19 | SEC filing |
| Jan 14, 2015 | Amendment | $4,733,000 | No comparison | 14 | SEC filing |
| Jan 16, 2014 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-210229
Source: Form D, filed Jan 8, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
EMPERY TAX EFFICIENT, LP
Investment adviser: EMPERY ASSET MANAGEMENT, LP
- Gross asset value
- $42.3M
- Beneficial owners
- 46
- ADV minimum commitment
- $250K
Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RSM US LLP
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CLEAR STREET LLC
SEC 8-69972
J.P. MORGAN SECURITIES LLC
SEC 8-35008
NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740
NORTHBROOK BANK & TRUST
LEI CLHA5EVJO4FMZ2WOBV70
RBC CAPITAL MARKETS, LLC
SEC 8-45411
CLEAR STREET LLC
CRD 288933 · SEC 8-69972
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008
NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740
Filing source
Form ADV 2072927 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-7039114039
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Empery Asset Management, Lp | Promoter |
| Empery Funds Gp, Llc | Executive |
| Empery Gp, Llc | Executive |
| Martin David Hoe | Executive |
| Ryan Matthew Lane | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10020