Form D · Hedge Fund

Empery International, Ltd.

George Town, Grand Cayman, E9 · CIK 0001550601

Offering snapshot reported Apr 13, 2026 · SEC filing

Reported sold
$6.69M
Indefinite offering
Investors reported
9
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.34M$6.69MMay 7, 2014: $1,232,000.00May 7, 2014Apr 30, 2015: $1,460,669.00Apr 27, 2016: $1,735,829.00Apr 26, 2017: $1,741,148.00Apr 24, 2018: $2,583,986.00Apr 24, 2019: $2,583,986.00Apr 24, 2020: $2,583,986.00Apr 23, 2021: $4,071,558.00Apr 19, 2022: $6,235,989.00Apr 19, 2023: $6,235,989.00Apr 16, 2024: $6,235,989.00Apr 16, 2025: $6,235,989.00Apr 13, 2026: $6,688,870.00Apr 13, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$6,235,989 → $6,688,870

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 13, 2026Amendment$6,688,870$452,881vs Apr 16, 20259SEC filing
Apr 16, 2025Amendment$6,235,989$0vs Apr 16, 20249SEC filing
Apr 16, 2024Amendment$6,235,989$0vs Apr 19, 20239SEC filing
Apr 19, 2023Amendment$6,235,989$0vs Apr 19, 20229SEC filing
Apr 19, 2022Amendment$6,235,989$2,164,431vs Apr 23, 20219SEC filing
Apr 23, 2021Amendment$4,071,558$1,487,572vs Apr 24, 20208SEC filing
Apr 24, 2020Amendment$2,583,986$0vs Apr 24, 20198SEC filing
Apr 24, 2019Amendment$2,583,986$0vs Apr 24, 20188SEC filing
Apr 24, 2018Amendment$2,583,986$842,838vs Apr 26, 20178SEC filing
Apr 26, 2017Amendment$1,741,148$5,319vs Apr 27, 20168SEC filing
Apr 27, 2016Amendment$1,735,829$275,160vs Apr 30, 20158SEC filing
Apr 30, 2015Amendment$1,460,669$228,669vs May 7, 20148SEC filing
May 7, 2014Initial$1,232,000No comparison7SEC filing
May 14, 2013Initial$1,165,500No comparison7SEC filing
May 22, 2012Initial$1,165,500No comparison7SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-216938

Source: Form D, filed Apr 13, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EMPERY INTERNATIONAL, LTD

Investment adviser: EMPERY ASSET MANAGEMENT, LP

Gross asset value
$1M
Beneficial owners
9
ADV minimum commitment
$1M

Reported in Form ADV on Sep 4, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator OPUS FUND SERVICES (USA) LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY LLP NEW YORK, New York, United States
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 755129 · Sep 4, 2013 · Schedule D 7.B.(1), fund 805-2508111087

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
. Empery Asset Management, Lp Promoter
Roger Hanson Director
Martin D Hoe Director, Executive
Ryan M Lane Director, Executive
Nicole Ramroop Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Walkers Corporate Services Limited Walker House, 87 Mary Street
George Town, Grand Cayman, E9, KY1-9005