Form D · Commercial Banking

Emmetsburg Bank Shares, Inc.

Emmetsburg, IA · CIK 0001715943

Offering snapshot reported Aug 17, 2020 · SEC filing

Reported sold: $16M
Investors reported: 9
Minimum accepted: $500K
First sale: May 27, 2020

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 17, 2020	Amendment	$16,000,000	$0vs Jul 28, 2020	9	SEC filing
Jul 28, 2020	Initial	$16,000,000	No comparison	9	SEC filing
Sep 12, 2017	Initial	$3,409,107	No comparison	54	SEC filing

Offering details

Securities: Debt
Exemptions: 06b
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $360K
Form D file number: 021-371971

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Performance Trust Capital Partners, LLC	36155

Source: Form D, filed Aug 17, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Kris M Ausborn	Director, Executive
Craig Brownlee	Director
Frank Elsenbast	Director
C. Ann Frascht	Executive
Colleen M Heldt	Executive
Burt James Hobart	Director
Gary Hughes	Director
Charles Sarazine	Director
Matt Spies	Director
John A Spies	Director
James C Spies	Director

Issuer details

Industry: Commercial Banking (See others in industry)

Address:

2101 10 Th St.
Emmetsburg, IA, 50536