Form D · Manufacturing
EMERSON ELECTRIC CO
St Louis, MO · CIK 0000032604
Offering snapshot reported Apr 12, 2013 · SEC filing
- Reported sold
- $1.03B Indefinite offering
- Investors reported
- 200 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Sep 18, 1992 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 12, 2013 | Amendment | $1,033,000,000 | No comparison | 200 | SEC filing |
| Nov 20, 2012 | Amendment | $1,347,000,000 | No comparison | 200 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $650K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-03260-4C
Amount is estimated, annualized sales commission based on size of program.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Barclays Capital Inc. | 19714 | Barclays Capital Inc. · CRD 19714 |
| Goldman Sachs and Co. | 361 | Goldman Sachs and Co. · CRD 361 |
| Bank of America | 26091 | Banc of America Securities LLC · CRD 26091 |
| Morgan Stanley & Co. Incorporated | 8209 | JP Morgan Chase Bank · CRD 8209 |
| J.P. Morgan Securities Inc. | 18718 | J.P. Morgan Securities Inc. · CRD 18718 |
| Wells Fargo Securities, LLC | 126292 | Wells Fargo Securities, LLC · CRD 126292 |
Source: Form D, filed Apr 12, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Craig W. Ashmore | Executive |
| Clemens A.H. Boersig | Director |
| Joshua B. Bolten | Director |
| August A. Busch Iii | Director |
| Frank J. Dellaquila | Executive |
| David N. Farr | Director, Executive |
| Carlos Fernandez Gonzalez | Director |
| Walter J. Galvin | Director, Executive |
| Arthur F. Golden | Director |
| Harriet J. Green | Director |
| William R. Johnson | Director |
| Matthew S. Levatich | Director |
| Edward L. Monser | Executive |
| Charles A. Peters | Director, Executive |
| Joseph W. Prueher | Director |
| Rozanne L. Ridgway | Director |
| Richard J. Schlueter | Executive |
| Frank L. Steeves | Executive |
| Randall L. Stephenson | Director |
Issuer details
Industry: Manufacturing (See others in industry)
Address:
8000 W. Florissant Avenue
St Louis, MO, 63136
St Louis, MO, 63136