Form D · Hedge Fund

EMERGING SOVEREIGN SPECIAL SITUATION FUND LP

New York, NY · CIK 0001443420

Offering snapshot reported Jan 24, 2013 · SEC filing

Reported sold
$33M
Indefinite offering
Investors reported
12
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Mar 10, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$16.5M$33MAug 14, 2008Aug 13, 2009: $22,385,000.00Aug 13, 2009Jan 29, 2010: $22,600,000.00Jan 28, 2011: $32,600,000.00Jan 28, 2011Jan 26, 2012: $33,005,500.00Jan 26, 2012Jan 24, 2013: $33,030,500.00Jan 24, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$33,005,500 → $33,030,500
  • Reported investors11 → 12

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 24, 2013Amendment$33,030,500$25,000vs Jan 26, 201212SEC filing
Jan 26, 2012Amendment$33,005,500$405,500vs Jan 28, 201111SEC filing
Jan 28, 2011Amendment$32,600,000$10,000,000vs Jan 29, 20106SEC filing
Jan 29, 2010Amendment$22,600,000$215,000vs Aug 13, 20096SEC filing
Aug 13, 2009Amendment$22,385,000No comparison5SEC filing
Aug 14, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-121550
The entity listed in Item 12 is paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the General Partner (or its affiliate) from the assets under management and/or the incentive allocation.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
TCG Securities, L.L.C.154788

Source: Form D, filed Jan 24, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EMERGING SOVEREIGN SPECIAL SITUATION FUND, LP

Investment adviser: EMERGING SOVEREIGN GROUP, LLC

Gross asset value
$20.5M
Beneficial owners
8
ADV minimum commitment
$5M

Reported in Form ADV on Jun 24, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CURAÇAO) B.V. CURACAO, Netherlands Antilles Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian CREDIT SUISSE INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian MORGAN STANLEY CAPITAL SERVICES NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO., INCORPORATED NEW YORK, New York, United States Related to adviser: No
Marketer CARLYLE AUSTRALIA EQUITY MANAGEMENT PTY LTD SYDNEY NSW, Australia Related to adviser: Yes
Marketer CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED HONG KONG, Hong Kong Related to adviser: Yes
Marketer TCG SECURITIES, L.L.C. WASHINGTON, District of Columbia, United States Related to adviser: Yes
Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

TCG SECURITIES, L.L.C.
CRD 154788 · SEC 8-68672

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 732878 · Jun 24, 2013 · Schedule D 7.B.(1), fund 805-4682276326

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
J. Kevin Kenny Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Emerging Sovereign Partners Llc 520 Madison Avenue 41 St Floor
New York, NY, 10022