Form D · Other Investment Fund

Emerging Markets Small Cap Fund

Greenville, DE · CIK 0001547432

Offering snapshot reported Apr 8, 2015 · SEC filing

Reported sold
$3.31M
Indefinite offering
Investors reported
5
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 30, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.66M$3.31MApr 16, 2012: $1,348,500.00Apr 16, 2012Apr 15, 2013: $1,348,500.00Apr 15, 2013Apr 15, 2014: $3,312,983.00Apr 15, 2014Apr 8, 2015: $3,312,983.00Apr 8, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 8, 2015Amendment$3,312,983$0vs Apr 15, 20145SEC filing
Apr 15, 2014Amendment$3,312,983$1,964,483vs Apr 15, 20135SEC filing
Apr 15, 2013Amendment$1,348,500$0vs Apr 16, 20123SEC filing
Apr 16, 2012Initial$1,348,500No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-176778
The offering is an ongoing offering, without a cap, and is therefore of an indefinite amount.

Source: Form D, filed Apr 8, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Delaware Trustee Bny Mellon Trust Of Delaware Director
Investment Manager City Of London Investment Management Company Limited Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
4005 Kennett Pike, Suite 250
Greenville, DE, 19807