Form D · Other Investment Fund

Emerging Markets Small Cap Discovery Fund, L.P.

Boston, MA · CIK 0001780035

Offering snapshot reported Sep 6, 2022 · SEC filing

Reported sold: $13.7M
Investors reported: 8
Minimum accepted: $0
First sale: Oct 7, 2019

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 6, 2022	Amendment	$13,710,000	$0vs Feb 18, 2022	8	SEC filing
Feb 18, 2022	Amendment	$13,710,000	$1,750,000vs Feb 19, 2021	8	SEC filing
Feb 19, 2021	Amendment	$11,960,000	$10,750,000vs Feb 20, 2020	6	SEC filing
Feb 20, 2020	Amendment	$1,210,000	No comparison	3	SEC filing
Jun 24, 2019	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-342612

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
Wellington Funds Distributors Inc.	152768

Source: Form D, filed Sep 6, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EMERGING MARKETS SMALL CAP DISCOVERY FUND, L.P.

Investment adviser: WELLINGTON FUNDS (US) LLC

Gross asset value: $26.9K
Beneficial owners: 0
ADV minimum commitment: $500K

Reported in Form ADV on Jul 10, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Marketer WELLINGTON FUNDS DISTRIBUTORS INC. BOSTON, Massachusetts, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

WELLINGTON FUNDS DISTRIBUTORS INC.
CRD 152768 · SEC 8-68476

Filing source

Form ADV 1888330 · Jul 10, 2024 · Schedule D 7.B.(1), fund 805-2152418255

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Wellington Funds (Us) Llc	Executive, Promoter
Wellington Management Company Llp	Executive, Promoter
Wellington Management Funds Inc.	Executive
Wellington Management Singapore Pte. Ltd.	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Wellington Funds (Us) Llc 280 Congress Street
Boston, MA, 02210