Form D · Hedge Fund

Emerging Markets Small Cap Discovery Fund (Cayman), Ltd.

Grand Cayman, E9 · CIK 0001802999

Offering snapshot reported May 18, 2023 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $100K
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Source
May 18, 2023	Amendment	Yet to sell	No comparison	SEC filing
May 8, 2023	Amendment	Yet to sell	No comparison	SEC filing
Feb 17, 2023	Amendment	Yet to sell	No comparison	SEC filing
Feb 18, 2022	Amendment	Yet to sell	No comparison	SEC filing
Feb 18, 2021	Amendment	Yet to sell	No comparison	SEC filing
Feb 18, 2020	Initial	Yet to sell	No comparison	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-360793

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Wellington Funds Distributors Inc.	152768

Source: Form D, filed May 18, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EMERGING MARKETS SMALL CAP DISCOVERY FUND (CAYMAN), LTD.

Investment adviser: WELLINGTON FUNDS (US) LLC

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $500K

Reported in Form ADV on Jul 10, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Marketer WELLINGTON FUNDS DISTRIBUTORS INC. BOSTON, Massachusetts, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

WELLINGTON FUNDS DISTRIBUTORS INC.
CRD 152768 · SEC 8-68476

Filing source

Form ADV 1888330 · Jul 10, 2024 · Schedule D 7.B.(1), fund 805-2615679569

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Helen E. Clement	Director
Jonathan C. Conant	Director
Michelle L. Hunter	Director
Christopher G. Kirk	Director
Gregory S. Konzal	Director
Matthew N. Shea	Director
Wellington Funds (Us) Llp	Executive, Promoter
Wellington Management Singapore Pte. Ltd.	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Ogier Global (Cayman) Limited 89 Nexus Way, Camana Bay
Grand Cayman, E9, KY1-9009