Form D · Hedge Fund

Man FRM Emerging Markets Strategies LLC

New York, NY · CIK 0001490362

Offering snapshot reported Sep 6, 2018 · SEC filing

Reported sold
$246M
Indefinite offering
Investors reported
313
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
May 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$123M$246MApr 30, 2010Apr 29, 2011: $54,350,365.00Apr 27, 2012: $85,966,965.00Apr 26, 2013: $91,666,615.00Jan 6, 2014: $245,780,735.00Jan 5, 2015: $246,297,735.00Sep 3, 2015: $246,297,735.00Sep 3, 2015: $246,297,735.00Sep 6, 2016: $246,297,735.00Sep 6, 2017: $246,297,735.00Sep 6, 2018: $246,297,735.00Sep 6, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 6, 2018Amendment$246,297,735$0vs Sep 6, 2017313SEC filing
Sep 6, 2017Amendment$246,297,735$0vs Sep 6, 2016313SEC filing
Sep 6, 2016Amendment$246,297,735$0vs Sep 3, 2015313SEC filing
Sep 3, 2015Amendment$246,297,735$0vs Jan 5, 2015313SEC filing
Sep 3, 2015Amendment$246,297,735$0vs Sep 3, 2015313SEC filing
Jan 5, 2015Amendment$246,297,735$517,000vs Jan 6, 2014313SEC filing
Jan 6, 2014Amendment$245,780,735$154,114,120vs Apr 26, 2013312SEC filing
Apr 26, 2013Amendment$91,666,615$5,699,650vs Apr 27, 2012310SEC filing
Apr 27, 2012Amendment$85,966,965$31,616,600vs Apr 29, 2011294SEC filing
Apr 29, 2011Amendment$54,350,365No comparison226SEC filing
Apr 30, 2010InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$1.01M (estimated)
Finders' fees
$0
Form D file number
021-141349
Man Investments Inc. is an affiliate of FRM Investment Management (USA) LLC. Issuer didn't pay sales commissions to MII in this offering. MII compensates Registered Reps salary and discretionary bonus, determined by factors, incl. assets raised for Issuer

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Man Investments Inc.15770
Merrill Lynch, Pierce, Fenner & Smith Incorporated7691

Source: Form D, filed Sep 6, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MAN FRM EMERGING MARKETS STRATEGIES LLC

Investment adviser: MAN SOLUTIONS LLC

Gross asset value
$24.9M
Beneficial owners
63
ADV minimum commitment
$25K

Reported in Form ADV on Mar 29, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator UMB FUND SERVICES, INC. OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD GEORGE TOWN, Cayman Islands
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer MAN INVESTMENTS INC. NEW YORK, New York, United States Related to adviser: Yes
Marketer MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LTD
PCAOB 1655

MAN INVESTMENTS INC.
CRD 15770 · SEC 8-32575

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 801-14235

Filing source

Form ADV 1193984 · Mar 29, 2018 · Schedule D 7.B.(1), fund 805-4364136874

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Bank Of America Capital Advisors Llc Executive, Promoter
Jens Foehrenbach Executive
N/A Frm Investment Management (Usa) Llc Executive
Robert Richard Hanna Executive
Shiraz Kajee Executive
Solomon E. Kuckelman Executive
Michelle Mc Closkey Executive
Llc Merrill Lynch Alternative Investments Executive, Promoter
Matthew David Stadtmauer Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Hsbc Tower 452 Fifth Avenue, 26th Floor
New York, NY, 10018