Form D · Other Investment Fund

EMERGING MARKETS EQUITY FUND

Irvine, CA · CIK 0001558773

Offering snapshot reported Apr 11, 2023 · SEC filing

Reported sold
$1.32B
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Jun 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$659M$1.32BMay 8, 2017: $864,120,787.00May 8, 2017Apr 23, 2019: $969,745,623.00Jul 29, 2019: $864,120,878.00Apr 17, 2020: $864,120,878.00Apr 16, 2021: $1,317,713,491.00Apr 14, 2022: $1,317,713,491.00Apr 11, 2023: $1,317,713,491.00Apr 11, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 11, 2023Amendment$1,317,713,491$0vs Apr 14, 20221SEC filing
Apr 14, 2022Amendment$1,317,713,491$0vs Apr 16, 20211SEC filing
Apr 16, 2021Amendment$1,317,713,491$453,592,613vs Apr 17, 20201SEC filing
Apr 17, 2020Amendment$864,120,878$0vs Jul 29, 20191SEC filing
Jul 29, 2019Amendment$864,120,878-$105,624,745vs Apr 23, 20191SEC filing
Apr 23, 2019Amendment$969,745,623$105,624,836vs May 8, 20171SEC filing
May 8, 2017Initial$864,120,787No comparison1SEC filing
May 2, 2016Amendment$864,120,788$1vs May 1, 20151SEC filing
May 1, 2015Amendment$864,120,787$0vs May 1, 20141SEC filing
May 1, 2014Amendment$864,120,787No comparison1SEC filing
Sep 26, 2013AmendmentYet to sellNo comparison1SEC filing
Sep 24, 2012InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
3C, 3C.3
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-286185

Source: Form D, filed Apr 11, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EMERGING MARKETS EQUITY FUND

Investment adviser: CAPITAL INTERNATIONAL, INC.

Gross asset value
$2.07B
Beneficial owners
1
ADV minimum commitment
$5M

Reported in Form ADV on Jul 12, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator JPMORGAN CHASE BANK, N.A BOSTON, Massachusetts, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP COSTA MESA, California, United States
Custodian JPMORGAN CHASE BANK, N.A NEW YORK, New York, United States Related to adviser: No
Marketer AMERICAN FUNDS DISTRIBUTORS, INC. LOS ANGELES, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DELOITTE & TOUCHE LLP
PCAOB 34

JPMORGAN CHASE BANK, N.A
LEI 7H6GLXDRUGQFU57RNE97

AMERICAN FUNDS DISTRIBUTORS, INC.
CRD 6247 · SEC 801-77946

Filing source

Form ADV 1663508 · Jul 12, 2022 · Schedule D 7.B.(1), fund 805-2487375563

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
See Clarification See Clarifiction Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6455 Irvine Center Drive
Irvine, CA, 92618