Form D · Hedge Fund

Emerging Growth Partners, L.P.

San Francisco, CA · CIK 0001479266

Offering snapshot reported Aug 31, 2016 · SEC filing

Reported sold
$59.5M
Indefinite offering
Investors reported
9
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Mar 24, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$29.7M$59.5MDec 23, 2009Dec 30, 2010: $13,583,912.00Oct 1, 2012: $16,879,342.00Oct 7, 2013: $49,804,187.00Oct 7, 2014: $53,494,186.00Aug 31, 2015: $53,594,186.00Aug 31, 2016: $59,494,788.00Aug 31, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$53,594,186 → $59,494,788

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 31, 2016Amendment$59,494,788$5,900,602vs Aug 31, 20159SEC filing
Aug 31, 2015Amendment$53,594,186$100,000vs Oct 7, 20149SEC filing
Oct 7, 2014Amendment$53,494,186$3,689,999vs Oct 7, 20138SEC filing
Oct 7, 2013Amendment$49,804,187$32,924,845vs Oct 1, 20126SEC filing
Oct 1, 2012Amendment$16,879,342$3,295,430vs Dec 30, 20105SEC filing
Dec 30, 2010Amendment$13,583,912No comparison4SEC filing
Dec 23, 2009InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-137167
Limited Partner Interests

Source: Form D, filed Aug 31, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EMERGING GROWTH PARTNERS, L.P.

Investment adviser: CALLINAN ASSET MANAGEMENT LLC

Gross asset value
$66.2M
Beneficial owners
36
ADV minimum commitment
$1M

Reported in Form ADV on Nov 15, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CONIFER FUND SERVICES, LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MARCUM LLP SAN FRANCISCO, California, United States
Custodian FIRST REPUBLIC SECURITIES COMPANY, LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker COWEN PRIME SERVICES TRADING LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

FIRST REPUBLIC SECURITIES COMPANY, LLC
SEC 8-52973

PERSHING LLC
SEC 8-17574

COWEN PRIME SERVICES TRADING LLC
CRD 23857 · SEC 8-40756

Filing source

Form ADV 1049673 · Nov 15, 2016 · Schedule D 7.B.(1), fund 805-3664226103

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James L. Callinan Executive
Jim Callinan Executive, Promoter
N/A Callinan Asset Management Llc Executive
Benjamin L. Douglas Executive
James E. Klescewski Executive
Terry R. Otton Executive, Promoter
N/A Rs Investment Management Co. Llc Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Maritime Plaza, Suite 800
San Francisco, CA, 94111