Form D · Other Technology

Emerging Firms, Inc.

San Diego, CA · CIK 0001558378

Offering snapshot reported Sep 19, 2012 · SEC filing

Reported sold
$330K
Offering amount: $1.2M
Investors reported
8
Form D · investor count
Minimum accepted
$5K
Reported outside-investor minimum
First sale
Sep 6, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$200K$400KSep 18, 2012: $400,000.00Sep 18, 2012Sep 19, 2012: $330,000.00Sep 19, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$400,000 → $330,000
  • Minimum accepted$50,000 → $5,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 19, 2012Amendment$330,000-$70,000vs Sep 18, 20128SEC filing
Sep 18, 2012Initial$400,000No comparison8SEC filing

Offering details

Securities
Equity, Debt, Option to acquire, Security to be acquired
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-184259

Source: Form D, filed Sep 19, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert Lee Hale Director, Executive
David Mark Trissel Executive
Steve Li Yin Director, Executive

Issuer details

Industry: Other Technology (See others in industry)

Address:
5405 Morehouse Drive, Suite 327
San Diego, CA, 92121