Form D · Other Investment Fund

EMERGING CTA PORTFOLIO LP

New York, NY · CIK 0001269190

Offering snapshot reported Dec 10, 2019 · SEC filing

Reported sold
$430M
Indefinite offering
Investors reported
4,256
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 5, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$215M$430MJul 1, 2009: $242,899,000.00Jul 1, 2009Oct 14, 2009: $255,632,000.00Jun 22, 2010: $284,639,000.00Jul 8, 2010: $284,639,000.00Dec 16, 2010: $302,395,829.00Oct 5, 2011: $342,927,430.00Dec 21, 2011: $355,499,618.00Oct 5, 2012: $392,351,371.00May 2, 2013: $404,303,335.00Sep 9, 2013: $410,943,341.00Oct 3, 2013: $412,256,073.00Oct 9, 2014: $423,830,378.00Sep 1, 2015: $427,686,978.00Jun 30, 2016: $429,744,354.00Dec 19, 2016: $428,653,978.00Dec 20, 2017: $429,823,055.00Nov 8, 2018: $429,873,055.00Dec 10, 2019: $429,898,055.00Dec 10, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$429,873,055 → $429,898,055
  • Reported investors4,255 → 4,256

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 10, 2019Amendment$429,898,055$25,000vs Nov 8, 20184,256SEC filing
Nov 8, 2018Amendment$429,873,055$50,000vs Dec 20, 20174,255SEC filing
Dec 20, 2017Amendment$429,823,055$1,169,077vs Dec 19, 20164,254SEC filing
Dec 19, 2016Amendment$428,653,978-$1,090,376vs Jun 30, 20164,245SEC filing
Jun 30, 2016Amendment$429,744,354$2,057,376vs Sep 1, 20154,233SEC filing
Sep 1, 2015Amendment$427,686,978$3,856,600vs Oct 9, 20144,227SEC filing
Oct 9, 2014Amendment$423,830,378$11,574,305vs Oct 3, 20134,172SEC filing
Oct 3, 2013Amendment$412,256,073$1,312,732vs Sep 9, 20133,937SEC filing
Sep 9, 2013Amendment$410,943,341$6,640,006vs May 2, 20133,917SEC filing
May 2, 2013Amendment$404,303,335$11,951,964vs Oct 5, 20123,816SEC filing
Oct 5, 2012Amendment$392,351,371$36,851,753vs Dec 21, 20113,604SEC filing
Dec 21, 2011Amendment$355,499,618$12,572,188vs Oct 5, 20113,018SEC filing
Oct 5, 2011Amendment$342,927,430$40,531,601vs Dec 16, 20102,845SEC filing
Dec 16, 2010Amendment$302,395,829$17,756,829vs Jul 8, 20102,468SEC filing
Jul 8, 2010Amendment$284,639,000$0vs Jun 22, 20102,287SEC filing
Jun 22, 2010Amendment$284,639,000$29,007,000vs Oct 14, 20092,287SEC filing
Oct 14, 2009Amendment$255,632,000$12,733,000vs Jul 1, 20092,044SEC filing
Jul 1, 2009Amendment$242,899,000No comparison1,907SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$12M (estimated)
Finders' fees
$0
Form D file number
021-60020
The estimate of fees includes projected fees payable over the next 12 months. Credit Suisse Securities (USA) LLC is the former firm of the individuals listed in item 12.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Citigroup Global Markets Inc. ("CGM")7059Citigroup Global Markets Inc. · CRD 7059
Morgan Stanley Smith Barney LLC ("MSSB")149777Morgan Stanley Smith Barney LLC · CRD 149777
Sanford Michael Katz1558898CREDIT SUISSE SECURITIES (USA) LLC (See Item 15) · CRD 816
ROBERT W. BAIRD & CO. INCORPORATED8158ROBERT W. BAIRD & CO. INCORPORATED · CRD 8158
JOHN D. MORENO5111456CREDIT SUISSE SECURITIES (USA) LLC (See Item 15) · CRD 816

Source: Form D, filed Dec 10, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Craig Abruzzo Director
Jeremy Beal Director
Ian Bernstein Director
Brian Centner Executive
Steven Ciampi Director
Alper Daglioglu Director
Walter Davis Director, Executive
Daryl Dewbrey Director
Patrick T. Egan Director, Executive
Damian George Executive
Matthew Graver Director
Harry Handler Director
Etsuko Jennings Director
Douglas J. Ketterer Director
Kevin Klingert Director
Alice Lonero Executive
Jennifer Magro Director, Executive
M. Paul Martin Director
Michael Mc Grath Director
Edmond Moriarty Executive
Colbert Narcisse Director
Raymond Nolte Director
Maureen O' Toole Director
Jerry Pascucci Director, Executive
Ihor Rakowsky Director, Executive
Steven Ross Director, Executive
Frank Smith Director
Shelley Deavitt Ullman Director, Executive
Feta Zabeli Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Ceres Managed Futures Llc 522 Fifth Avenue
New York, NY, 10036