Form D · Other Banking and Financial Services
Emergent Business Group, Inc.
Horsham, PA · CIK 0001711117
Offering snapshot reported Jul 6, 2017 · SEC filing
- Reported sold
- $1.25M Offering amount: $5M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 22, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 6, 2017 | Initial | $1,250,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $350K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-290104
The Stock Purchase Agreement includes multiple closings, pursuant to which the investor may purchase up to $5,000,000.00 shares of Emergent Business Group, Inc.
Sequence Financial Specialists LLC is entitled to receive 7% of the amounts invested pursuant to the offering.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sequence Financial Specialists LLC | 132915 |
Source: Form D, filed Jul 6, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jody Carruth | Executive |
| Kathy Simmermon | Executive |
| Bruce White | Director, Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
100 Lakeside Drive, Suite 150
Horsham, PA, 19044
Horsham, PA, 19044