Form D · Other Investment Fund
EMC U S Series LP
Bannockrburn, IL · CIK 0001305873
Offering snapshot reported Nov 9, 2016 · SEC filing
- Reported sold
- $9.82M Indefinite offering
- Investors reported
- 44 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 1, 2004 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$9,571,657 → $9,821,657
- Reported investors42 → 44
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 9, 2016 | Amendment | $9,821,657 | $250,000vs Feb 29, 2016 | 44 | SEC filing |
| Feb 29, 2016 | Amendment | $9,571,657 | $350,000vs May 22, 2015 | 42 | SEC filing |
| May 22, 2015 | Amendment | $9,221,657 | $392,927vs Nov 13, 2014 | 40 | SEC filing |
| Nov 13, 2014 | Initial | $8,828,730 | No comparison | 28 | SEC filing |
| Nov 19, 2013 | Amendment | $8,728,730 | $1,565,926vs Jan 9, 2013 | 28 | SEC filing |
| Jan 9, 2013 | Amendment | $7,162,804 | $1,483,191vs Jan 13, 2012 | 28 | SEC filing |
| Jan 13, 2012 | Amendment | $5,679,613 | -$987,887vs Jan 7, 2011 | 21 | SEC filing |
| Jan 7, 2011 | Amendment | $6,667,500 | $967,500vs Jan 13, 2010 | 24 | SEC filing |
| Jan 13, 2010 | Amendment | $5,700,000 | $929,895vs Mar 11, 2009 | 15 | SEC filing |
| Mar 11, 2009 | Amendment | $4,770,105 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-228300
Source: Form D, filed Nov 9, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Elizabeth A. Cheval | Director, Executive |
| General Partner Of Issuer Emc Capital Advisors, Llc | Executive |
| Robin Gerth | Executive |
| John Krautsack | Executive |
| David Polli | Executive |
| Brian Proctor | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
2201 Waukegan Road Suite W240
Bannockrburn, IL, 60015
Bannockrburn, IL, 60015