Form D · Other
Embolx, Inc.
Sunnyvale, CA · CIK 0001601292
Offering snapshot reported Nov 1, 2022 · SEC filing
- Reported sold
- $1.63M Offering amount: $1.63M
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 19, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 1, 2022 | Initial | $1,629,000 | No comparison | 5 | SEC filing |
| May 27, 2014 | Initial | $250,000 | No comparison | 1 | SEC filing |
| Mar 10, 2014 | Initial | $250,000 | No comparison | 1 | SEC filing |
| Mar 10, 2014 | Amendment | $662 | $0vs Feb 27, 2014 | 3 | SEC filing |
| Feb 27, 2014 | Initial | $662 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $130K (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-463522
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Revere Securities LLC | 14178 |
Source: Form D, filed Nov 1, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael Allen | Director, Executive |
| Tom Breton | Executive |
| Robert J.J. De Neve | Director, Executive |
| Norman Gitis | Director |
| Frank Grillo | Director |
| Michael Lin | Executive |
| Paul Rogan | Director |
| Tianhong Xu | Director |
Issuer details
Industry: Other (See others in industry)
Address:
530 Lakeside Drive Suite 200
Sunnyvale, CA, 94085
Sunnyvale, CA, 94085