Form D · Other Investment Fund
Embarcadero Capital Investors Five LP
Belmont, CA · CIK 0001680165
Offering snapshot reported Aug 11, 2017 · SEC filing
- Reported sold
- $19.3M Indefinite offering
- Investors reported
- 15 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 22, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 15
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 11, 2017 | Amendment | $19,300,000 | No comparison | 15 | SEC filing |
| Jul 21, 2016 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $64.7K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-267461
The Issuer will pay additional sales commissions to its placement agent based on a percentage of additional capital raised from certain investors and will reimburse certain expenses.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Monument Group, Inc. | 36399 |
Source: Form D, filed Aug 11, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| General Partner Ecp Five, Llc | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
1301 Shoreway Road, Suite 250
Belmont, CA, 94002
Belmont, CA, 94002