Form D · Other Investment Fund

EM Notes, LLC

New York, NY · CIK 0001986161

Offering snapshot reported Sep 21, 2026 · SEC filing

Reported sold: $19M
Investors reported: 323
Minimum accepted: $0
First sale: Dec 1, 2023

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$23,034,380 → $18,964,380
Reported investors341 → 323

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 21, 2026	Amendment	$18,964,380	-$4,070,000vs Sep 30, 2025	323	SEC filing
Sep 30, 2025	Amendment	$23,034,380	$7,895,000vs Oct 17, 2024	341	SEC filing
Oct 17, 2024	Amendment	$15,139,380	No comparison	203	SEC filing
Oct 19, 2023	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Debt, Pooled investment fund
Exemptions: 06c, 3C, 3C.6
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-495189

Source: Form D, filed Sep 21, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Charles Clinton	Executive
[None] Em Ascent Fund Reit, Llc	Executive
[None] Em Manager, Llc	Executive
Marious Sjulsen	Executive
Michael Stern	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

91 5 Th Avenue Floor 5
New York, NY, 10003