Form D · Other Investment Fund
ELLSWORTH GROWTH & INCOME FUND LTD
Rye, NY · CIK 0000793040
Offering snapshot reported Jul 15, 2022 · SEC filing
- Reported sold
- $25M Offering amount: $30M
- Investors reported
- 23 Form D · investor count
- Minimum accepted
- $10 Reported outside-investor minimum
- First sale
- Jul 1, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 15, 2022 | Initial | $25,030,000 | No comparison | 23 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-452652
Source: Form D, filed Jul 15, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John C. Ball | Executive |
| Kinchen Bizzell | Director |
| Elizabeth C. Bogan | Director |
| James P. Conn | Director |
| James A. Dinsmore | Director, Executive |
| Frank J. Fahrenkopf, Jr. | Director |
| Mario J. Gabelli | Director, Executive |
| Peter Goldstein | Executive |
| Daniel D. Harding | Director |
| Laurissa M. Martire | Executive |
| Michael J. Melarkey | Director |
| Kuni Nakamura | Director |
| Nicolas W. Platt | Director |
| Daniel Plourde | Executive |
| Bethany A. Uhlein | Executive |
| Anthonie C. Van Ekris | Director |
| Richard J. Walz | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
One Corporate Center
Rye, NY, 10580
Rye, NY, 10580