Form D · Other Technology
Ellipse Technologies Inc
Aliso Viejo, CA · CIK 0001337425
Offering snapshot reported Jun 29, 2015 · SEC filing
- Reported sold
- $10M Offering amount: $10M
- Investors reported
- 54 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 17, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 29, 2015 | Initial | $10,000,000 | No comparison | 54 | SEC filing |
| Aug 4, 2011 | Amendment | $15,626,790 | $620,269vs Jul 6, 2011 | 61 | SEC filing |
| Jul 6, 2011 | Amendment | $15,006,521 | $548,770vs Jun 28, 2011 | 59 | SEC filing |
| Jun 28, 2011 | Initial | $14,457,751 | No comparison | 58 | SEC filing |
| Oct 26, 2010 | Amendment | $1,807,715 | $147,816vs Oct 5, 2010 | 51 | SEC filing |
| Oct 5, 2010 | Amendment | $1,659,899 | $76,706vs Sep 29, 2010 | 46 | SEC filing |
| Sep 29, 2010 | Initial | $1,583,193 | No comparison | 43 | SEC filing |
| Jan 8, 2010 | Amendment | $3,000,000 | $113,360vs Dec 22, 2009 | 43 | SEC filing |
| Dec 22, 2009 | Amendment | $2,886,640 | $184,499vs Dec 10, 2009 | 39 | SEC filing |
| Dec 10, 2009 | Amendment | $2,702,141 | $184,999vs Nov 23, 2009 | 34 | SEC filing |
| Nov 23, 2009 | Amendment | $2,517,142 | $50,001vs Oct 19, 2009 | 29 | SEC filing |
| Oct 19, 2009 | Amendment | $2,467,141 | $750,000vs Oct 9, 2009 | 28 | SEC filing |
| Oct 9, 2009 | Initial | $1,717,141 | No comparison | 27 | SEC filing |
| Dec 14, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Aug 24, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-242622
Convertible Promissory Notes
Source: Form D, filed Jun 29, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael R. Henson | Director |
| John Kilcoyne | Director |
| J. Todd Koning | Executive |
| Nicholas Lembo | Director |
| Nicholas Lembo, Md | Director |
| Paul Mieyal | Director |
| Mike Moeller | Executive |
| Tracy Pearson | Executive |
| Ed Roschak | Director, Executive |
| Samuel Shaolian | Director |
| Thomas Thaler | Director |
| Blair Walker | Executive |
Issuer details
Industry: Other Technology (See others in industry)
Address:
101 Enterprise, Suite 100
Aliso Viejo, CA, 92656
Aliso Viejo, CA, 92656