Form D · Other Investment Fund

Ellington Strategic Mortgage Fund, L.P.

Old Greenwich, CT · CIK 0001173952

Offering snapshot reported Feb 23, 2026 · SEC filing

Reported sold
$1.28B
Indefinite offering
Investors reported
54
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
May 1, 2002
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$638M$1.28BMar 11, 2009: $125,625,455.00Mar 11, 2009Mar 10, 2010: $369,850,891.00Mar 1, 2011: $243,977,820.00Mar 1, 2012: $250,940,000.00Mar 1, 2013: $639,948,350.00Feb 28, 2014: $648,748,350.00Feb 27, 2015: $652,048,350.00Feb 29, 2016: $680,067,526.00Feb 16, 2017: $695,767,526.00Feb 16, 2018: $837,467,526.00Feb 19, 2019: $934,067,526.00Feb 19, 2020: $942,567,527.00Feb 19, 2021: $1,019,167,526.00Feb 22, 2022: $1,039,167,526.00Feb 21, 2023: $1,159,026,907.00Feb 21, 2024: $1,237,096,907.00Feb 21, 2025: $1,275,796,907.00Feb 23, 2026: $1,275,796,907.00Feb 23, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 23, 2026Amendment$1,275,796,907$0vs Feb 21, 202554SEC filing
Feb 21, 2025Amendment$1,275,796,907$38,700,000vs Feb 21, 202454SEC filing
Feb 21, 2024Amendment$1,237,096,907$78,070,000vs Feb 21, 202346SEC filing
Feb 21, 2023Amendment$1,159,026,907$119,859,381vs Feb 22, 202236SEC filing
Feb 22, 2022Amendment$1,039,167,526$20,000,000vs Feb 19, 202117SEC filing
Feb 19, 2021Amendment$1,019,167,526$76,599,999vs Feb 19, 202016SEC filing
Feb 19, 2020Amendment$942,567,527$8,500,001vs Feb 19, 201916SEC filing
Feb 19, 2019Amendment$934,067,526$96,600,000vs Feb 16, 201816SEC filing
Feb 16, 2018Amendment$837,467,526$141,700,000vs Feb 16, 201716SEC filing
Feb 16, 2017Amendment$695,767,526$15,700,000vs Feb 29, 201616SEC filing
Feb 29, 2016Amendment$680,067,526$28,019,176vs Feb 27, 201515SEC filing
Feb 27, 2015Amendment$652,048,350$3,300,000vs Feb 28, 201414SEC filing
Feb 28, 2014Amendment$648,748,350$8,800,000vs Mar 1, 201313SEC filing
Mar 1, 2013Amendment$639,948,350$389,008,350vs Mar 1, 201212SEC filing
Mar 1, 2012Amendment$250,940,000$6,962,180vs Mar 1, 201114SEC filing
Mar 1, 2011Amendment$243,977,820-$125,873,071vs Mar 10, 201011SEC filing
Mar 10, 2010Amendment$369,850,891$244,225,436vs Mar 11, 200910SEC filing
Mar 11, 2009Amendment$125,625,455No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-44009
No commission was paid by the Issuer.

Source: Form D, filed Feb 23, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ELLINGTON STRATEGIC MORTGAGE FUND, L.P.

Investment adviser: ELLINGTON MANAGEMENT GROUP, L.L.C.

Gross asset value
$375M
Beneficial owners
33
ADV minimum commitment
$1M

Reported in Form ADV on Aug 14, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANCORP FUND SERVICES, LLC HACKENSACK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian U.S. BANK NATIONAL ASSOCIATION CINCINNATI, Ohio, United States Related to adviser: No
Custodian WELLS FARGO SECURITIES, LLC CHARLOTTE, North Carolina, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

MORGAN STANLEY & CO. LLC
SEC 8-15869

WELLS FARGO SECURITIES, LLC
SEC 8-22947

Filing source

Form ADV 2110528 · Aug 14, 2026 · Schedule D 7.B.(1), fund 805-4540048884

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Philip A Barach Executive
Robert D Beyer Executive
Richard Brounstein Executive
Michael E Cahill Executive
Olivier Cojot Executive
Olivier Cojot Goldberg Executive
Joel A Damiani Executive
David S Devito Executive
N/A E/S Mbs Gp Ii Llc Executive
Joseph J Galligan Executive
Jeffrey E Gundlach Executive
Tcw Asset Management Company Director
Laurence Penn Executive
Marc I Stern Executive
Michael W. Vranos Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Ellington Management Group Llc 53 Forest Avenue
Old Greenwich, CT, 06870