Form D · REITS and Finance

Ellington Financial REIT

Old Greenwich, CT · CIK 0001660108

Offering snapshot reported Dec 7, 2015 · SEC filing

Reported sold
Yet to sell
Offering amount: $125K
Investors reported
0
Form D · investor count
Minimum accepted
$1K
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 7, 2015InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$6.25K (estimated)
Finders' fees
$0
Form D file number
021-252536

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
H & L Equities, LLC113794
Charles B. Harrison3071551H & L Equities, LLC · CRD 113794
Scott Harrison4981070H & L Equities, LLC · CRD 113794
Phyllis J. Beck1020488H & L Equities, LLC · CRD 113794
Patrick J. Whelchel5389090H & L Equities, LLC · CRD 113794
Lori Mayfield4899271H & L Equities, LLC · CRD 113794

Source: Form D, filed Dec 7, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jason S. Frank Executive
Daniel R. Margolis Executive
Lisa Mumford Executive
Laurence E. Penn Director, Executive
Mark Tecotzky Executive
Michael W. Vranos Executive

Issuer details

Industry: REITS and Finance (See others in industry)

Address:
53 Forest Avenue
Old Greenwich, CT, 06870